Daniel James LudemanPresident/ceo/management committee member/executive committee member 1 Jul 2003Other874126David Lee MondayManagement committee member/executive committee member 1 Jul 2003Other722234Llc Wachovia Securities Financial HoldingsSole member 1 Dec 200375% - 100%72-1560834Atul KamraOutside management committee member 1 Jun 2004Other4891540Lori Allyn Groden BelzaManagement committee member 1 Aug 2004Other1993692John Gabriel Jr PelusoOutside management committee member 1 Mar 2005Other1902776David Robert KimmChief risk officer/management committee member 1 Apr 2005Other722941James Edward HaysManagement committee member\executive committee member 1 Jan 2006Other1569212Charlie Kent ChristianManagement committee member/executive committee member 1 Jan 2006Other1465883Theresa Marie RoddyManagement committee member 1 Jan 2006Other1999048Karen Hutcheson WimbishManagement committee member 1 Jan 2006Other2774186Linda Amundsen DelaneyOutside management committee member 1 Mar 2006Other1570750Mark John HammersmithOutside management committee member 1 Mar 2006Other5113830David Richard HopkinsChief financial officer/management committee member/executive committee member 1 Apr 2006Other4802877Mary Tabb MackExecutive vice president/management committee member/executive committee member 1 Oct 2006Other2959378Joseph Peter NadreauManagement committee member 1 Jul 2007Other2382449Brand Frederick MeyerHead of independent brokerage group / board of managers 1 Oct 2007Other808629John Charles Ii ParkerChief operating officer (operations) / head of business services group/board of managers 1 Oct 2007Other4474610Mary Margaret AtkinManagement committee member / chief administrative officer/executive committee member 1 Oct 2007Other863962Peter Mallory MillerBoard manager/executive committee member 1 Oct 2007Other1237791Douglas Laird KellyChief legal officer 1 Mar 2008Other2428802Robert Thomas MooneyChief compliance officer/management committee member/executive committee member 1 Mar 2008Other2312160Ronald James KesslerChief operations officer/management committee member 1 Mar 2008Other268695Yvette ButlerManagement committee member 1 May 2008Other2471482Gregory Phillip VittManagement committee member 1 May 2008Other1110208Douglas Robert SteeleOutside management committee member 1 May 2008Other5535829Joseph Grant PorterManagement committee member 1 May 2008Other1080675Kevin Brady HurleyChief compliance officer (ia only) 1 Dec 2008Other1293748John Craig AddisonHuman resources director/management committee member/executive committee member 1 May 2009Other5705459Charles Willard Iii DaggsOutside management committee member/outside executive committee member 1 May 2009Other59782Lincoln Blaine YersinOutside management committee member 1 May 2009Other1715424Roger Carlton OchsOutside management committee member 1 May 2009Other1333092J. Craig AddisonHuman resources director / executive committee member 1 May 2009Other5705459Philip Ross LombardoChief financial officer/management committee member/executive committee member 1 Jun 2009Other1839124Keith Allen VanderveenDesignated state principal (tx) 1 Jul 2009Other1196157Allison Rash MileyManagement committee member 1 Jul 2009Other5716976Gailyn Ann JohnsonManagement committee member/executive committee member 1 Dec 2009Other5740508Jimmie LenzChief risk officer 1 Jul 2010Other1407768John Charles Ii ParkerChief operations officer 1 Apr 2011Other4474610Beth Ann HummelsHuman resources director 1 Jun 2011Other5942307Atul KamraHead of advice 1 Jul 2012Other4891540Charlie Kent ChristianHead of financial network 1 Jul 2012Other1465883Mary Tabb MackHead of financial services group / board of managers 1 Jul 2012Other2959378James Edward HaysHead of wealth brokerage services 1 Nov 2012Other1569212David John KowachHead of the private client group 1 Nov 2012Other2154665Kathleen Ellen BarneyFinance manager 1 Apr 2013Other6168269Kathleen Ellen BarneyChief financial officer 1 Jul 2013Other6168269Mary Tabb MackPresident - chief executive officer / board of managers 1 Jan 2014Other2959378Robert William VorlopHead of wfa products & advice 1 Apr 2014Other1146770Joseph Peter NadreauManaging director of innovation & strategy 1 Apr 2014Other2382449Kevin Thomas KitchinDesignated state principal 1 Jul 2014Other1841815James Tiebout MchaleChief compliance officer 1 Dec 2014Other6052977Mark William HubbertChief risk and credit officer 1 Sep 2015Other1802805Brand Frederick MeyerInterim president / head of independent brokerage group / board of managers 1 Jul 2016Other808629Brand Frederick MeyerHead of independent brokerage group / board of managers 1 Aug 2016Other808629David John KowachPresident - chief executive officer / board of managers 1 Aug 2016Other2154665