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Pruco Securities, LLC (Newark)

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Clifford Evan KirschVice president, chief legal officer and secretary 1 Apr 1995Other2472108C Edward ChaplinVice president & treasurer 1 Jan 1996Other2744560The Prudential Insurance Company Of AmericaParent company 1 Dec 200075% - 100%22-1211670Maryanne RyanVice president, anti-money laundering officer 1 Jun 2002Other2041326Page Howard PennellVice president & chief compliance officer 1 Jul 2002Other2031037Bernard Frank RussoVice president, controller & chief financial officer 1 Feb 2003Other2968853John George GordonManager, president & chief operating officer 1 Jan 2004Other1087980James John Jr AveryManager 1 Jan 2004Other2519838David Roehner Jr OdenathManager 1 Jan 2004Other872856John Warren Jr GreeneChairman of the board 1 Jan 2004Other1106773Kevin Barry FrawleyManager 1 Jan 2004Other2067454John Michael HowardManager & vice president 1 Jan 2004Other2192605Judy Ann RiceManager 1 Jan 2004Other67215James G CarrollVice president & chief compliance officer 1 Apr 2004Other2457658Helene Barbara GurianVice president & anti-money laundering officer 1 Nov 2004Other4898855Mark Anthony HugVice president & manager 1 Jun 2005Other2312358Phillip John Jr. HarringtonManager 1 Jun 2005Other4161112Maryanne RyanAnti-money laundering officer 1 Jul 2005Other2041326Helene Barbara GurianVp & anti-money laundering officer 1 Jan 2006Other4898855Andrew Mead ShainbergVice president & chief compliance officer 1 Feb 2006Other4987237Francine B BoucherVice president, chief legal officer & secretary 1 Jun 2006Other2221023Bernard Joseph JacobTreasurer 1 Aug 2006Otherxxx-xx-xxxxNoreen M FierroVp & anti-money laundering officer 1 Sep 2006Otherxxx-xx-xxxxNoreen Mary FierroVp & anti-money laundering officer 1 Sep 2006Other5221604Matthew John VoelkerManager 1 Aug 2007Other2048046Margaret R HornController, chief financial officer & financial & operations principal 1 Dec 2007Other5410245Stephen PelletierManager 1 Oct 2008Other2298624Sandra Ng CassidyVice president, chief legal officer & secretary 1 Oct 2008Other1434773Iris Renee KrugVice president, chief compliance officer, group insurance 1 Sep 2009Other5465764Robert Michael FalzonTreasurer 1 Jan 2010Other1298213Yolanda Maria DoganayController, chief financial officer & financial & operations principal 1 Nov 2010Other5515554Richard William Kinville IiVp, chief anti-money laundering officer 1 Feb 2011Other4042475Jeffrey Joseph ButscherVice president & chief compliance officer 1 Feb 2011Other2116887John Daniel McgovernVice president, chief compliance officer 1 Jan 2012Other1529885Stuart Sherman ParkerManager 1 Jan 2012Other1767335Steven WeinrebController, chief financial officer & financial & operations principal 1 Feb 2012Other2155347Robert Francis O'donnellManager 1 Apr 2012Other4768841Caroline A FeeneyChairman, manager 1 Sep 2012Other2308601Kent Douglas SluyterManager 1 Jan 2013Other1899812William David WilcoxChief legal officer 1 Feb 2014Other2906726Ronald Paul HerrmannManager 1 Oct 2014Other1762134Patrick Liam HynesManager 1 Oct 2014Other2748918Caroline Ann Feeney PfundsteinManager 1 Jan 2015Other2308601Kent Douglas SluyterChairman, manager 1 Jan 2015Other1899812Caroline A Feeney PfundsteinManager 1 Jan 2015Other2308601Kevin Michael BraytonVp, manager 1 Sep 2015Other2730351Lori Dickerson FoucheManager 1 Dec 2015Other6598690Adam ScaramellaChief legal officer 1 Mar 2016Other2746273Charles Herbert SmithAnti-money laundering officer 1 Oct 2016Other6720010Michael Anthony PignatellaChief legal officer 1 Mar 2017Other6012162William David WilcoxChief legal officer, vice president, & assistant secretary 1 May 2017Other2906726Peter Casey GayleElected manager 1 Jul 2017Other3095277Hasan IbrahimChief legal officer, vice president, & assistant secretary 1 Jul 2017Other5008182Anthony Michael FontanoElected manager 1 Jul 2017Other6852155Caroline Ann Feeney PfundsteinChairman, elected manager 1 Sep 2017Other2308601Salene Marie HitchcockElected manager 1 Sep 2017Other2590328Patrick Liam HynesElected manager, chief operating officer 1 Apr 2018Other2748918Salene Marie HitchcockChairman, elected manager 1 Jun 2018Other2590328William David WilcoxVice president, chief compliance officer 1 Jul 2018Other2906726Patrick Liam HynesElected manager, chief operating officer, president 1 Nov 2018Other2748918Bradford Oneil HearnElected manager 1 Dec 2018Other2630134Michael Scott AbsherElected manager 1 Dec 2018Other2131443Robert Philip SmitChief financial officer, principal financial officer, principal operations officer, controller 1 Feb 2019Other2332366Robert BegunPrincipal operations officer 1 Sep 2019Other4436053