Nomura Funds Research And Technologies America Inc. (New York)
Nomura Funds Research And Technologies America Inc. is a large advisory firm based in New York. It manages $702.12 million of regulatory assets for 11 client accounts. It has been registered with the SEC as an adviser since 2001.
Nomura Funds Research And Technologies America provides portfolio management for pooled investment vehicles and selection of other advisers. It doesn't provide financial planning services to its clients. On top of advisory services, the firm doesn't engage in other business activities.
Nomura Funds Research And Technologies America: assets under management
The assets under management (AUM) of Nomura Funds Research And Technologies America Inc. is $702.12 million. The firm's AUM has grown by 1070% since the beginning of its operation, and the company doesn't manage any assets belonging to foreign clients.
The firm manages $400.96 million in discretionary accounts and $301.16 million in non-discretionary accounts. On average, the discretionary accounts where all decisions are made on behalf of the client hold $57.28 million each. Non-discretionary accounts, where clients actively manage their portfolios, generally hold around $75.29 million.
Nomura Funds Research And Technologies America has custody of $57.8 million in cash and securities for 1 client in total and its related person acts as a qualified custodian.
Fees & Commissions
The advisory firm has several streams of revenue. Clients pay Nomura Funds Research And Technologies America Inc. for their services and products based on a percentage of assets under management, fixed fees, and performance-based fees. Compensation based on assets under management promotes a long-term relationship between a client and the adviser and helps align mutual interests. These fees don’t include brokerage commissions, interest, taxes, and other account expenses.
Careers at Nomura Funds Research And Technologies America Inc.
Shigeki Fujitani has been acting as President since 1 May 2001. Koichi Goto joined the executive team most recently as the Director.
Direct owners and executive officers
Indirect Owners
The SEC currently registers 3 indirect owners.Based in New York
The principal office where Nomura Funds Research And Technologies America Inc. performs its advisory services is located at 2 World Financial Center, Bldg. B, New York, NY 10281 1198, which is also the mailing address of the firm. It doesn’t run an office outside of the United States.
You can reach the main office by calling the phone number (212) 667-1414 or by fax (212) 667-1429. The normal business hours are 9 am to 5 pm on Monday - Friday. You can find more information about the New York firm at .
